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These difficulties of analysis have prevented the emergence of any satisfactory theory to explain the processes of political change or growth. In the absence of such a theory, however, several writers have attempted to identify certain basic phases in the development of national political systems. For example, five major steps in the emergence of the advanced nation-states of the modern world are often distinguished: (1) unification and independence or autonomy; (2) development and differentiation of political institutions and political roles; (3) transfer of power from traditional elites; (4) further institutional and political role differentiation accompanied by the development of a number of organized social interests and growth in governmental functions; and (5) use of state power in attempts to guide or control social and economic activity, extensive exploitation of resources as the result of technological development, and full participation in the international political system.
Other writers distinguish among “traditional,” “transitional,” and “modern” societies in an effort to identify differences and regularities in social, economic, cultural, and political development. The social structure of the traditional society is described as hierarchical, class bound, based on kinship, and divided into relatively few effectively organized social groupings; its economic basis is primarily agricultural, and industry and commerce are relatively undeveloped; its political institutions are those of sacred monarchy, rule by a nobility, and various forms of particularism. The social system of the transitional society is typified by the formation of new classes, especially a middle class and a proletariat, and conflict among ethnic, religious, and cultural groupings; its economic system experiences major tensions as the result of technological development, the growth of industry, urbanization, and the use of rapid communications; its political institutions are typically authoritarian, although constitutional forms also make their appearance. Modernity is seen as the age of high social mobility, equality, universal education, mass communications, increasing secularism, and sociocultural integration; in its economic system, the modern society experiences a further technological revolution, massive urbanization, and the development of a fully diversified economy; its political institutions are those of democracy and modified totalitarianism, and, in either case, a specialized bureaucracy is used to carry on the expanding functions of government.
These efforts to identify stages of “modernization” are poor substitutes for a general theory of political change, but they serve to emphasize the increasing complexity of all the structures—social, economic, and political—of the modern state. The elaboration of the institutions and procedures of modern government appears to be partly a reflection of the social and economic forces at work in the contemporary world and partly the result of efforts to control these forces through governmental action. The complex structures of advanced political orders are treated in the discussion that follows.
The structure of government
The study of governmental structures must be approached with great caution, for political systems having the same kind of legal arrangements and using the same type of governmental machinery often function very differently. A parliament, for example, may be an important and effective part of a political system; or it may be no more than an institutional facade of little practical significance. A constitution may provide the framework within which the political life of a state is conducted; or it may be no more than a piece of paper, its provisions bearing almost no relationship to the facts of political life. Political systems must never be classified in terms of their legal structures alone: the fact that two states have similar constitutions with similar institutional provisions and legal requirements should never, by itself, lead to the conclusion that they represent the same type of political system.
To be useful, the study of governmental structures must always proceed hand in hand with an investigation of the actual facts of the political process: the analyst must exercise the greatest care in distinguishing between form and reality and between prescription and practice. Approached in this way, an examination of the organizational arrangements that governments use for making decisions and exercising power can be a valuable tool of political inquiry.
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